Which one of the following is NOT an immediate measure taken by NSCCL in case a member fails to meet any obligation? What is the required rate of return according to Capital Asset Pricing Model?
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(d) none of the above is speculative transactionsĪssume security A with a beta of 1.1 is being considered at a time when risk free rate of return is 5% and market return is expected to be 14%.
(c) a contract entered into by a person to guard against loss through future price fluctuations in respect of his contracts for actual delivery of goods manufactured by him or merchandise sold by him (b) a contract entered into by a member of a forward market or a stock exchange in the course of any transaction in the nature of jobbing or arbitrage to guard against loss arising in ordinary course of business (a) a contract in respect of stocks and shares entered into by a dealer or investor therein to guard against loss in his holdings of stocks and shares through price fluctuations Which of the following is not a speculative transaction? (d) The initial public issues are made in primary market whereas all subsequent issues are made in the secondary markets (c) Primary markets are legal whereas secondary markets are not (b) Primary markets deal in shares whereas secondary markets in debentures (a) Corporates raise resources directly from the investors through the primary market, whereas in the secondary markets, investors buy and sell securities to one another The difference between primary markets and secondary markets is _.
What will be the final settlement obligation in TELCO for the member? If the company pays dividend of Rs.10 every year and the expected return for the investor is 8%, what is the theoretical value of the share of the company for a period of one year, if the par value of the share is Rs.80? Ī trading member has the following position in a particular security TELCO: (d) SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Markets) regulations (c) Disclosure and Investor Protection Guidelines (a) SEBI (Stock Brokers and Sub brokers) Rules The _issued by SEBI aim to secure fuller disclosure of the relevant information about the issuer and the nature of issue so that the investors can take informed decision a contract which derives its value from the prices, or index or prices, of underlying securities.
a security derived from a debt instrument, share, loan whether secured or unsecured, risk instrument or contract for differences or any other form of security.ī. In index/stock futures trading, profits are received or losses are paid _. (d) SEBI for all types of Mutual Funds and additional permission from RBI in case of a Mutual Fund being a subsidiary of a bank (b) RBI for all types of Mutual Funds and additional permission from SEBI in case of a Mutual Fund being a subsidiary of a bank
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Who issues the registration to a Mutual Fund in India? (c) inadequate stamp duty on transfer deed Which of the following does NOT invite penalty points? Madanlal buys 800 units and sells 450 units 1.What is the outstanding position on which initial margin will be calculated if Mr.
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